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Inquiry Question 2: What is observed when light interacts with matter?

Analyse the photoelectric effect, including Einstein's photon equation hf = phi + K_max, the role of Planck's constant, and the inability of the wave model to explain the threshold frequency and the kinetic-energy results

A focused answer to the HSC Physics Module 7 dot point on the quantum model of light. Photon energy E = hf, Einstein's photoelectric equation hf = phi + K_max, Planck's constant, threshold frequency and stopping voltage, and why the wave model cannot explain the observations.

Reviewed by: AI editorial process; not yet individually human-reviewed

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  1. What this dot point is asking
  2. The answer
  3. Examples in context

What this dot point is asking

NESA wants you to use Einstein's photon model to explain the photoelectric effect, write and apply hf=ϕ+Kmaxhf = \phi + K_{\max}, calculate the threshold frequency and stopping voltage, and clearly state which observations the classical wave model cannot account for.

The answer

The diagram below sketches the photoelectric effect. A photon of energy hfhf above the metal's work function ϕ\phi ejects an electron with kinetic energy Kmax=hfϕK_{\max} = hf - \phi. Below the threshold frequency f0=ϕ/hf_0 = \phi / h, no electrons are ejected regardless of intensity.

Maximum kinetic energy of photoelectrons versus frequency, with five measured data points A straight line plot of KE max in electron volts on the y axis against frequency f in units of ten to the fourteen hertz on the x axis. Five data points lie exactly on the line. The line crosses the f axis at the threshold frequency f zero of about 4.8 times ten to the fourteen hertz. The gradient of the line equals Planck's constant h. frequency f (×10⁴⁴ Hz) Kmax (eV) 246 81012 0.51.01.5 2.02.5 f0 gradient = h hf = φ + Kmax: x-intercept f₀ = φ/h, gradient = h.

Setting the scene

By the late 1800s the wave model of light was the standard. But in 1887 Heinrich Hertz noticed UV light striking metal electrodes increased the spark distance in his radio-wave apparatus. Lenard's careful experiments (1902) revealed three features the wave model could not explain:

  1. Threshold frequency. Below a metal-specific frequency f0f_0, no electrons are ejected no matter how intense the light or how long it shines.
  2. Frequency, not intensity, sets electron energy. KmaxK_{\max} depends linearly on frequency. Intensity sets the number of photoelectrons per second, not their energies.
  3. No measurable time delay. Electrons are ejected effectively instantaneously when the light starts, even at very low intensity. A classical wave would need time to accumulate enough energy in one electron.

Einstein's photon hypothesis (1905)

Building on Planck's 1900 idea that energy is exchanged in discrete amounts hfhf, Einstein proposed that light itself is made of discrete energy packets:

Ephoton=hfE_{\text{photon}} = hf

A single photon is absorbed by a single electron all at once. If the electron is bound to the metal by an energy ϕ\phi (the work function, the minimum energy to remove the least tightly bound electron), then:

hf=ϕ+Kmax\boxed{hf = \phi + K_{\max}}

This is Einstein's photoelectric equation. KmaxK_{\max} is the maximum kinetic energy of the ejected photoelectron; electrons deeper in the metal lose more energy before escape and emerge with less.

Threshold frequency

The minimum frequency that can eject any electron is the one where Kmax=0K_{\max} = 0:

f0=ϕhf_0 = \frac{\phi}{h}

Below f0f_0, photons simply do not carry enough energy to free an electron, no matter how many arrive. This is the killer observation for the wave model: a classical wave of any frequency should eventually deliver enough energy if intense or sustained enough.

Stopping voltage

In the standard experiment, a positive collector electrode is gradually reverse-biased until the most energetic photoelectrons are turned back. The reversing voltage at which photocurrent vanishes is the stopping voltage VsV_s:

eVs=Kmax=hfϕeV_s = K_{\max} = hf - \phi

A plot of VsV_s vs ff is a straight line with gradient h/eh / e (giving Planck's constant) and xx-intercept f0f_0 (giving the threshold) and yy-intercept ϕ/e-\phi / e (giving the work function). This is Millikan's 1916 experiment, which confirmed Einstein's equation to high precision and helped earn both their Nobel Prizes.

Worked example: caesium photocell

Caesium has work function ϕ=2.10\phi = 2.10 eV. Calculate the maximum kinetic energy and stopping voltage when light of wavelength 400400 nm illuminates the cathode.

Photon energy: E=hc/λE = hc / \lambda. Using the shortcut hc=1240hc = 1240 eV nm:

E=1240/400=3.10E = 1240 / 400 = 3.10 eV.

Kmax=3.102.10=1.00K_{\max} = 3.10 - 2.10 = 1.00 eV.

Stopping voltage: Vs=Kmax/e=1.00V_s = K_{\max} / e = 1.00 V.

If the wavelength is increased to 700700 nm: E=1240/700=1.77E = 1240 / 700 = 1.77 eV <ϕ< \phi, so no photoelectrons are emitted regardless of intensity.

Why the wave model fails

Three predictions of the classical wave model are flatly contradicted:

Wave model prediction Observation
Any frequency works given enough intensity A sharp threshold frequency f0f_0 exists
KmaxK_{\max} increases with intensity KmaxK_{\max} depends only on ff, not intensity
Time lag at low intensity (energy builds up) No measurable delay

The wave model is rescued for interference and diffraction, but for absorption and emission by atoms, the quantum (photon) model is needed. This duality is the heart of "wave-particle duality": light behaves as a wave in propagation and as a particle in interaction.

Planck's constant

h=6.626×1034h = 6.626 \times 10^{-34} J s is the universal constant relating frequency to energy quantum. It also appears in:

  • The energy of a photon: E=hfE = hf.
  • The momentum of a photon: p=h/λp = h / \lambda.
  • De Broglie's matter-wave relation: λ=h/p\lambda = h / p.
  • The Heisenberg uncertainty principle: ΔxΔp/2\Delta x \Delta p \geq \hbar / 2.

Millikan's measurement of the slope h/eh / e in the photoelectric stopping-voltage plot gave h=6.57×1034h = 6.57 \times 10^{-34} J s, agreeing with Planck's blackbody value.

Examples in context

Example 1. Photoelectric effect on a sodium photocathode at UNSW. Sodium has work function ϕ=2.28 eV\phi = 2.28 \text{ eV}. UV light of λ=350 nm\lambda = 350 \text{ nm} has photon energy E=hc/λ=6.626×1034×3.0×108/3.5×107=5.68×1019 J=3.55 eVE = hc / \lambda = 6.626 \times 10^{-34} \times 3.0 \times 10^8 / 3.5 \times 10^{-7} = 5.68 \times 10^{-19} \text{ J} = 3.55 \text{ eV}. Maximum kinetic energy of ejected electrons is Kmax=hfϕ=3.552.28=1.27 eVK_{\max} = hf - \phi = 3.55 - 2.28 = 1.27 \text{ eV}. The stopping voltage is Vs=Kmax/e=1.27 VV_s = K_{\max} / e = 1.27 \text{ V}. Doubling the light intensity doubles the number of photoelectrons but leaves KmaxK_{\max} unchanged, the key prediction of Einstein's model that classical wave theory cannot explain.

Example 2. Solar panels on a Sydney rooftop. A silicon solar cell has band gap Eg=1.12 eVE_g = 1.12 \text{ eV}, corresponding to threshold wavelength λ0=hc/Eg=1240/1.12=1107 nm\lambda_0 = hc / E_g = 1240 / 1.12 = 1107 \text{ nm} (near-IR). Visible photons at λ=600 nm\lambda = 600 \text{ nm} carry E=2.07 eVE = 2.07 \text{ eV}, so each one excites an electron across the band gap with 0.95 eV0.95 \text{ eV} "wasted" as heat. UV photons at 300 nm300 \text{ nm} (E=4.13 eVE = 4.13 \text{ eV}) still produce only one electron per photon, dumping 3.01 eV3.01 \text{ eV} as heat. This single-photon-single-electron limit is exactly the photoelectric ratio and explains the 33%\sim 33\% Shockley-Queisser efficiency cap for single-junction silicon.

Exam-style practice questions

Practice questions written in the style of NESA exam questions on this dot point, with worked answer explainers. The year tag is the paper they imitate, not the source.

2022 HSC5 marksLight of wavelength 300 nm is incident on a metal surface with work function 3.5 eV. Calculate the energy of an incident photon in eV, the maximum kinetic energy of the ejected photoelectrons, and the stopping voltage. State what would happen if the intensity of the light were doubled and what would happen if the wavelength were increased to 400 nm.
Show worked answer →

Photon energy:

E=hc/λ=(6.626×1034)(3.00×108)/(3.00×107)=6.63×1019E = h c / \lambda = (6.626 \times 10^{-34})(3.00 \times 10^8) / (3.00 \times 10^{-7}) = 6.63 \times 10^{-19} J =4.14= 4.14 eV.

Maximum kinetic energy of photoelectrons (Einstein's equation):

Kmax=hfϕ=4.143.5=0.64K_{\max} = h f - \phi = 4.14 - 3.5 = 0.64 eV.

Stopping voltage:

Vs=Kmax/e=0.64V_s = K_{\max} / e = 0.64 V.

Doubling the intensity: doubles the photon flux, so doubles the photocurrent (more electrons ejected per second), but does not change KmaxK_{\max} or VsV_s (each electron still absorbs only one photon of the same energy).

At λ=400\lambda = 400 nm: photon energy E=1240/400E = 1240 / 400 nm-eV =3.10= 3.10 eV, which is below the 3.53.5 eV work function. No photoelectrons are emitted regardless of how bright the light is. This is the threshold-frequency phenomenon.

Markers reward correct photon energy in eV, the Einstein equation, the stopping voltage, and qualitative answers on intensity and wavelength changes consistent with the photon model.

2017 HSC4 marksOutline two experimental observations of the photoelectric effect that the classical wave model of light could not explain, and describe how Einstein's photon hypothesis accounts for them.
Show worked answer →

Observation 1: threshold frequency. Below a certain frequency f0f_0, no photoelectrons are emitted no matter how bright the light. A classical wave would deliver more energy when more intense, so it should always eject electrons given enough intensity.

Einstein's explanation: light is a stream of photons, each with energy hfh f. A single photon delivers its energy to one electron all at once. If hf<ϕh f < \phi (the work function), no electron can escape; if hfϕh f \geq \phi, electrons are ejected with Kmax=hfϕK_{\max} = h f - \phi. Intensity controls photon number, not energy per photon.

Observation 2: maximum kinetic energy depends on frequency, not intensity. Brighter light of the same colour gives more photoelectrons per second but no extra energy per electron. Brighter blue light ejects faster electrons than dim blue light only in number, not in speed.

Einstein's explanation: each electron absorbs one photon and carries away energy hfϕh f - \phi. Doubling intensity doubles the number of absorbing electrons but each still gets exactly hfh f of input.

Observation 3 (bonus): essentially zero delay between switching on the light and ejection of photoelectrons, even at very low intensity. A wave model would predict a build-up time; the photon model predicts instantaneous absorption.

Markers reward two observations correctly described and a clear photon-by-photon explanation linked to hf=ϕ+Kmaxh f = \phi + K_{\max}.

Practice questions

Original practice questions graded from foundation to exam level, each with a full worked solution. Try them before revealing the solution.

foundation2 marksLight of frequency 7.50×10147.50 \times 10^{14} Hz is incident on a metal with work function ϕ=2.20\phi = 2.20 eV. Calculate the maximum kinetic energy of the ejected photoelectrons, in eV.
Show worked solution →

Convert the photon energy using E=hfE = hf, then apply Einstein's equation Kmax=hfϕK_{\max} = hf - \phi.

E=hf=(6.626×1034)(7.50×1014)=4.97×1019 JE = hf = (6.626 \times 10^{-34})(7.50 \times 10^{14}) = 4.97 \times 10^{-19}\ \text{J}.

Converting to eV: E=4.97×10191.602×1019=3.10 eVE = \dfrac{4.97 \times 10^{-19}}{1.602 \times 10^{-19}} = 3.10\ \text{eV}.

Kmax=3.102.20=0.90 eVK_{\max} = 3.10 - 2.20 = 0.90\ \text{eV}.

Marks: one for correctly finding the photon energy E=hfE = hf in eV, one for the correct final Kmax=0.90 eVK_{\max} = 0.90\ \text{eV} using Kmax=hfϕK_{\max} = hf - \phi.

foundation2 marksA metal has work function ϕ=4.20\phi = 4.20 eV. Calculate (a) the threshold frequency f0f_0 and (b) the threshold (cut-off) wavelength λ0\lambda_0.
Show worked solution →

(a) At threshold, Kmax=0K_{\max} = 0, so all of the photon's energy just equals the work function: f0=ϕhf_0 = \dfrac{\phi}{h}.

ϕ=4.20×1.602×1019=6.73×1019 J\phi = 4.20 \times 1.602 \times 10^{-19} = 6.73 \times 10^{-19}\ \text{J}.

f0=6.73×10196.626×1034=1.02×1015 Hzf_0 = \dfrac{6.73 \times 10^{-19}}{6.626 \times 10^{-34}} = 1.02 \times 10^{15}\ \text{Hz}.

(b) λ0=cf0=3.00×1081.02×1015=2.95×107 m=295 nm\lambda_0 = \dfrac{c}{f_0} = \dfrac{3.00 \times 10^8}{1.02 \times 10^{15}} = 2.95 \times 10^{-7}\ \text{m} = 295\ \text{nm}.

Marks: one for f0=ϕ/hf_0 = \phi / h correctly evaluated, one for the threshold wavelength converted with the correct unit (nm or m).

core4 marksUltraviolet light of wavelength 180180 nm illuminates a metal surface with work function ϕ=4.70\phi = 4.70 eV. Calculate (a) the photon energy in eV, (b) the maximum kinetic energy of the photoelectrons, and (c) the stopping voltage needed to halt the fastest photoelectrons.
Show worked solution →
(a) Photon energy
E=hcλ=(6.626×1034)(3.00×108)1.80×107=1.104×1018 J=1.104×10181.602×1019=6.89 eVE = \dfrac{hc}{\lambda} = \dfrac{(6.626 \times 10^{-34})(3.00 \times 10^8)}{1.80 \times 10^{-7}} = 1.104 \times 10^{-18}\ \text{J} = \dfrac{1.104 \times 10^{-18}}{1.602 \times 10^{-19}} = 6.89\ \text{eV}.
(b) Maximum kinetic energy
Kmax=Eϕ=6.894.70=2.19 eVK_{\max} = E - \phi = 6.89 - 4.70 = 2.19\ \text{eV}.
(c) Stopping voltage
Since eVs=KmaxeV_s = K_{\max}, and both sides are already in electron-volts, Vs=2.19 VV_s = 2.19\ \text{V}.

Marks: one for E=hc/λE = hc/\lambda correctly substituted and converted to eV, one for the correct value E=6.89 eVE = 6.89\ \text{eV}, one for Kmax=hfϕ=2.19 eVK_{\max} = hf - \phi = 2.19\ \text{eV}, one for correctly identifying VsV_s numerically equal to KmaxK_{\max} in eV (i.e. 2.19 V2.19\ \text{V}).

core4 marksThe figure plots the maximum kinetic energy KmaxK_{\max} of photoelectrons against the frequency ff of the incident light for a particular metal, with data points on the line. **(a)** Using the points at f=6.0×1014f = 6.0 \times 10^{14} Hz (Kmax=0.48K_{\max} = 0.48 eV) and f=10.0×1014f = 10.0 \times 10^{14} Hz (Kmax=2.14K_{\max} = 2.14 eV), calculate the gradient of the line in J s\text{J s}, and identify what physical constant it represents. **(b)** Read the xx-intercept from the graph and state what it represents.
Show worked solution →

(a) Gradient. gradient=ΔKmaxΔf=(2.140.48) eV(10.06.0)×1014 Hz=1.66 eV4.0×1014 Hz=4.15×1015 eV s\text{gradient} = \dfrac{\Delta K_{\max}}{\Delta f} = \dfrac{(2.14 - 0.48)\ \text{eV}}{(10.0 - 6.0) \times 10^{14}\ \text{Hz}} = \dfrac{1.66\ \text{eV}}{4.0 \times 10^{14}\ \text{Hz}} = 4.15 \times 10^{-15}\ \text{eV s}.

Converting to joules: gradient=4.15×1015×1.602×1019=6.6×1034 J s\text{gradient} = 4.15 \times 10^{-15} \times 1.602 \times 10^{-19} = 6.6 \times 10^{-34}\ \text{J s}.

Since Kmax=hfϕK_{\max} = hf - \phi is a straight line in ff with gradient hh, this value is (within rounding) Planck's constant h=6.626×1034 J sh = 6.626 \times 10^{-34}\ \text{J s}.

(b) The xx-intercept is at f04.8×1014 Hzf_0 \approx 4.8 \times 10^{14}\ \text{Hz}. This is the threshold frequency: the minimum frequency of light that can eject a photoelectron from this metal (Kmax=0K_{\max} = 0 there), and ϕ=hf0\phi = hf_0.

Marks: one for correctly reading/using two data points, one for a numerically correct gradient with units J s\text{J s}, one for identifying the gradient as Planck's constant hh, one for correctly reading and interpreting the xx-intercept as the threshold frequency f0f_0.

exam6 marksAnalyse how Einstein's photon model of light explains the key features of the photoelectric effect, and evaluate why these features could not be explained by the classical wave model of light.
Show worked solution →

Band-6 plan. (1) State the three observed features (threshold frequency, KmaxK_{\max} depends on ff not intensity, no time delay). (2) For each, state the wave-model prediction and why it fails. (3) For each, give Einstein's photon explanation, naming E=hfE = hf and Kmax=hfϕK_{\max} = hf - \phi. (4) Close with an evaluative judgement on why the photon model was accepted.

Model answer. Three observations of the photoelectric effect could not be explained by the classical wave model. First, a sharp threshold frequency f0f_0 exists: below f0f_0, no photoelectrons are emitted no matter how intense or how long the light shines, whereas a classical wave should deliver energy continuously and eventually eject electrons at any frequency given enough time or intensity. Second, the maximum kinetic energy KmaxK_{\max} of the ejected photoelectrons depends only on the frequency of the light, not its intensity; a wave model predicts that a more intense (higher-amplitude) wave carries more energy and so should eject faster electrons, but experiment shows intensity only changes the number of photoelectrons per second, not their energy. Third, photoelectrons are emitted with no measurable time delay, even at very low intensity, whereas a wave would need time to deliver enough energy to a single electron spread across the metal's surface.

Einstein (1905) resolved all three by proposing that light itself is quantised into photons, each carrying a fixed energy E=hfE = hf, and that a single photon is absorbed entirely by a single electron in one event. Since E=hfE = hf, a photon below the threshold (hf<ϕhf < \phi, the work function) can never free an electron regardless of how many photons arrive, explaining the threshold frequency. Because each electron absorbs exactly one photon, Kmax=hfϕK_{\max} = hf - \phi depends only on the frequency of that photon; increasing intensity increases the number of photons (and hence photoelectrons) per second, not the energy of each one, explaining the intensity-independence of KmaxK_{\max}. Because absorption is a single quantum event rather than a gradual accumulation, ejection is effectively instantaneous.

The wave model could not explain any of these because it treats energy as spread continuously across the wavefront and accumulated over time, so intensity (total wave energy) - not frequency - should determine an ejected electron's energy, and any frequency should work given enough time. The photon model succeeded because it correctly locates energy in discrete, frequency-dependent packets transferred one-for-one to electrons, which is exactly the behaviour Millikan's precise measurements of VsV_s against ff later confirmed.

Marker's note: the top band addresses all three observations (not just the threshold), pairs each with both the wave-model failure and the photon-model success, and correctly states E=hfE = hf and Kmax=hfϕK_{\max} = hf - \phi as the mechanism. A response naming only "photons carry energy" without linking to intensity-independence or the instantaneous emission caps in the middle band.

exam7 marksMillikan spent nearly a decade attempting to disprove Einstein's photoelectric equation using precise stopping-voltage measurements, but instead confirmed it. Assess the significance of Millikan's photoelectric experiments for the acceptance of the quantum model of light.
Show worked solution →

Band-6 plan. Thesis: Millikan's experiments were decisive because they turned Einstein's 1905 hypothesis into an experimentally verified law. Argue (1) what Millikan measured and how (VsV_s vs ff, gradient and intercept), (2) that his results matched Einstein's equation precisely despite Millikan's scepticism, (3) the broader significance - it confirmed the photon model, gave an independent measurement of hh, and won both physicists Nobel Prizes. Weigh and conclude on "significance".

Model answer. Millikan measured the stopping voltage VsV_s required to halt the fastest photoelectrons ejected by light of several known frequencies, using eVs=Kmax=hfϕeV_s = K_{\max} = hf - \phi. Because VsV_s is linear in ff with gradient h/eh/e and xx-intercept f0=ϕ/hf_0 = \phi/h, plotting VsV_s against ff for a given metal gave both the work function and Planck's constant from a single graph. Millikan was initially sceptical of Einstein's "reckless" photon hypothesis and worked for nearly a decade (1907-1916) refining his apparatus - shaving metal surfaces in vacuum to remove oxide layers - specifically hoping to disprove the equation.

Instead, his results matched Einstein's equation to within about one percent, and his measured value of h6.57×1034 J sh \approx 6.57 \times 10^{-34}\ \text{J s} agreed closely with Planck's earlier value from blackbody radiation (6.626×1034 J s6.626 \times 10^{-34}\ \text{J s}), obtained by a completely different method. This independent agreement was powerful evidence that hh is a genuine universal constant, not an artefact of one experimental technique.

The significance of this was substantial. It converted the photon hypothesis from a speculative explanation of one anomaly (the photoelectric effect) into a confirmed, quantitatively precise law, directly evidencing the particle-like, quantised nature of light and reinforcing wave-particle duality. It also gave physics a second, independent route to Planck's constant, strengthening confidence that quantisation was a fundamental feature of nature rather than a mathematical convenience. Both Einstein (1921) and Millikan (1923) received Nobel Prizes substantially for this work, reflecting how central the result was to establishing quantum theory. Weighing this, Millikan's experiments were not merely confirmatory but foundational: they were the decisive experimental evidence that made the quantum model of light broadly accepted by the physics community.

Marker's note: the top band explains the method (VsV_s vs ff, gradient h/eh/e, intercept ϕ/h\phi/h), states that Millikan's result agreed with Einstein DESPITE his intent to disprove it, links the agreement with Planck's independently-derived hh, and reaches an explicit judgement of significance (not just a narrative of the experiment). A response that only describes the apparatus without discussing why the agreement mattered caps in the middle band.

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