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Physicalism, identity theory and functionalism: VCE Philosophy

Syllabus dot point

“Physicalist theories of mind including identity theory and functionalism, and their objections”

6 min read

Quick answer

Physicalism holds that mental states are nothing over and above physical states. Type identity theory says each type of mental state is identical to a type of brain state; functionalism says mental states are defined by their causal roles, not their physical make-up. Identity theory is challenged by multiple realisability (the same mental state in different physical systems), which functionalism handles better. But functionalism faces the qualia and Chinese Room objections: a system can have the right functional organisation yet seem to lack genuine understanding or felt experience. Physicalism is economical but the explanatory gap remains open.

Jump to a section
  1. What this dot point is asking
  2. The physicalist theories
  3. The objections
  4. Evaluation
  5. Exam-style questions
Key fact

Previous study design. This page follows the previous VCE Philosophy study design. It is not part of the current VCE Philosophy Units 3 and 4 study design (accredited from 2025). These topics are not examined in Units 3 and 4, but they match the optional Unit 1 Area of Study 2 themes on the nature of mind and personal identity, which are assessed at school. It stays online for students using older resources. For the current design, start at the VCE Philosophy hub.

What this dot point is asking

VCAA wants you to explain the main physicalist theories of mind, identity theory, behaviourism and functionalism, and to assess whether any of them can fully account for mental states. The high-band response distinguishes the theories precisely (they are not the same physicalism), matches each objection to the theory it targets, and reaches a judgement about whether the explanatory gap defeats physicalism or merely embarrasses it.

The physicalist theories

Logical behaviourism

Gilbert Ryle, in The Concept of Mind, attacks Descartes as committing a category mistake, treating the mind as a ghost in the machine, a thing of the wrong logical type. On Ryle's behaviourism, mental terms refer not to inner private events but to dispositions to behave. To be in pain is to be disposed to wince, groan and avoid the cause. The objection is decisive enough that few hold it today: it cannot account for the felt quality of pain, and it seems to leave out the inner episode entirely (a perfect actor could fake every disposition).

Type identity theory

J. J. C. Smart and U. T. Place defend the identity theory: mental states are identical to brain states, just as lightning is identical to electrical discharge. Pain is the firing of C-fibres. This is a type identity: every instance of the type pain is an instance of the type C-fibre firing. The theory is ontologically economical and fits neuroscience, but it makes a strong empirical bet.

Functionalism

Hilary Putnam argues that what makes a state a mental state is its causal role, its pattern of inputs, outputs and relations to other states, not its physical realisation. Pain is whatever state is caused by tissue damage and causes wincing and the desire for it to stop. Functionalism is the dominant physicalist-friendly view because it allows the same mental state to be realised in different substrates.

The objections

Multiple realisability (against identity theory)

Putnam's central objection to type identity: pain can plausibly occur in humans, octopuses and (conceivably) silicon-based aliens whose brains share no physical type with ours. If pain were identical to C-fibre firing, only creatures with C-fibres could feel pain. Since that is implausible, mental types cannot be identical to physical types. Functionalism survives this objection because it defines states by role, not material.

Qualia and the knowledge argument

Frank Jackson's Mary the colour scientist knows every physical fact about colour vision while confined to a black-and-white room. On release she learns something new, what red looks like. If she learns a new fact, then not all facts are physical facts, and physicalism is incomplete. The target is any physicalism that claims to capture the felt quality (qualia) of experience. Thomas Nagel makes the same point asking what it is like to be a bat: the subjective character of experience seems to escape objective physical description.

The Chinese Room (against functionalism as a theory of understanding)

John Searle imagines a person in a room manipulating Chinese symbols by rule-book, producing fluent replies without understanding a word. The room has the right functional organisation yet lacks genuine understanding (intentionality). Searle concludes that running the right program (the right functional profile) is not sufficient for a mind. The target is strong functionalism and the computational theory of mind.

Evaluation

Physicalism's great strength is parsimony and its fit with science: it posits no extra substances and explains mental causation without the interaction problem that sinks substance dualism. Functionalism in particular elegantly handles multiple realisability and underwrites artificial intelligence research.

The serious cost is the explanatory gap (Joseph Levine): even granting that pain is C-fibre firing or a functional state, it remains an open question why that state feels the way it does. The Mary and bat arguments dramatise this. A functionalist can reply that Mary gains a new ability or a new mode of presentation of an old fact, not a new fact (the ability hypothesis), which blunts but does not close the gap. Searle's Chinese Room can be met by the systems reply: the person does not understand, but the whole system does. Both replies are live, neither is conclusive.

Judgement: physicalism, and functionalism as its best version, is the strongest available theory of mind because it avoids dualism's causal mystery and accommodates multiple realisability. But it has not closed the explanatory gap, so a complete account of consciousness remains unfinished. The honest verdict is that physicalism wins on cost-benefit grounds while conceding that qualia are its hardest unsolved problem.

Worked example

Exam prompt: Evaluate the claim that functionalism gives a complete account of the mind. A top response (1) defines functionalism as states individuated by causal role, (2) gives its advantage over identity theory via multiple realisability, (3) raises the Chinese Room and qualia objections and names them, (4) gives the systems reply and the ability hypothesis as functionalist responses, (5) judges that functionalism is the best physicalist theory but leaves the explanatory gap open, so the account is not complete. Each step earns marks; the judgement with reasons earns the top band.

Common trap

Do not treat identity theory and functionalism as the same view. Identity theory ties mental states to specific physical types and is refuted by multiple realisability; functionalism deliberately abstracts away from the physical realiser. Conflating them loses you the chance to show that the multiple realisability objection moves us from one physicalism to a better one.

Exam-style questions

Questions in the style of VCAA exam questions on this dot point, each with a worked answer. They are written by ExamExplained unless tagged "Past paper"; the year shows the paper a question is modelled on.

2021 VCAA-style3 marks
Explain how Smart's analogy of lightning supports his physicalist theory of the mind.
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Three marks for unpacking the analogy and the identity claim it illustrates.

  1. The analogy. Science discovered that lightning is not a separate thing accompanying an electrical discharge; lightning just is a motion of electric charges. The word "lightning" and the phrase "electrical discharge" differ in sense but pick out one and the same physical event.

  2. Application to mind. By analogy, Smart holds that sensations and other mental states just are brain processes. "I have an after-image" and a statement about brain activity have different meanings but refer to the very same physical process. The identity is contingent and discovered by science, not true by definition.

  3. Why this supports physicalism. The analogy answers the objection that mental talk and physical talk mean different things: difference in meaning is compatible with identity of referent, just as with lightning. So nothing non-physical need be posited, which respects Occam's razor and the causal closure of physics. Full marks name the contingent, scientifically discovered identity of one thing under two descriptions.

2020 VCAA-style4 marks
How does Smart describe the nature of body and mind, and how might Smart criticise Descartes's argument that he is distinct from his body?
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Worth 4 marks across the two parts (2 + 2).

Smart on body and mind (2 marks). Smart is a physicalist: there is only one kind of substance, the physical. The body is a physical, extended, law-governed object, and the mind is not a separate substance. Mental states (sensations, after-images) are identical to brain processes, on the model of the lightning identity. There is no res cogitans.

Criticism of Descartes (2 marks). Smart can press the masked-man or intensionality reply: Descartes moves from "I can conceive my mind without my body" to "my mind is really distinct from my body," but conceivability under a description does not establish a real distinction. I can clearly conceive the Morning Star without conceiving the Evening Star, yet they are identical. So the clear and distinct conception of mind without body shows only how things appear to thought, not that mind and brain are two things. Smart adds that positing a non-physical mind is an unnecessary violation of parsimony when brain science can explain the mental.

2022 VCAA-style3 marks
Consider the claims '1. Alex feels happy' and '2. Alex is two metres tall'. How might Smart respond to Nagel's view about these two claims?
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Three marks for a Smart-style physicalist reply that defends identity theory against Nagel's subjectivity point.

Nagel holds that claim 1 (Alex feels happy) reports something subjective, a what-it-is-like that no objective, physical account can capture, whereas claim 2 is straightforwardly objective. A physicalist must, Nagel thinks, wrongly deny or distort claim 1.

Smart responds that feeling happy just is a brain process, so claim 1 is as objective as claim 2 once we identify the state correctly. Reports of experience are "topic-neutral": to say "I feel happy" is to report that something is going on in me of the kind that typically occurs when things are going well, leaving open that this something is a physical brain process. The apparent extra subjective fact is only a difference of description, not a further non-physical property, so Nagel has not shown that the experience escapes the physical. Full marks defend the identity by appeal to topic-neutral analysis or the difference between sense and reference.

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Sources & how we know this

ExamExplained