The development and impact of nationalism and liberalism as ideas in the modern world, including their origins, key thinkers, and their role in 19th and 20th century history

What this dot point is asking

QCAA wants Year 11 students to explore the development and impact of major ideas in the modern world. Nationalism and liberalism are two of the most influential, with intertwined histories.

Nationalism

Definition. The belief that humanity is naturally divided into nations, that each nation has the right to self-determination, and that political loyalty should be primarily to the nation.

Origins. Roots in the French Revolution (1789): the idea of national sovereignty (the nation, not the monarch, as the source of legitimate authority). Spread through Napoleonic Europe.

Key thinkers.

• Johann Gottfried Herder (German, 1744-1803): cultural nationalism; each nation has a unique spirit (Volksgeist).
• Giuseppe Mazzini (Italian, 1805-1872): nationalism as a force for liberation; each nation has a duty to humanity.
• Ernest Renan (French, 1823-1892): the nation as "daily plebiscite" (continuous shared choice).

Forms.

• Civic nationalism. Membership through citizenship, shared values, political institutions. (American, French Republican tradition.)
• Ethnic nationalism. Membership through descent, language, culture. (Eastern European traditions; German Romantic tradition.)

The two forms have different politics. Civic nationalism is generally inclusive; ethnic nationalism is generally exclusive.

Impact.

• Unification of Italy (1859-1871) and Germany (1864-1871).
• Collapse of multi-national empires (Austria-Hungary, Ottoman, Russian) by 1918.
• Drove 20th-century decolonisation (Indian Independence 1947, African independence from 1957).
• Source of conflict (WWI partly caused by competing nationalisms; ethnic violence in Yugoslavia 1990s).

Liberalism

Definition. A political philosophy emphasising individual liberty, constitutional government, the rule of law, and limited state power.

Origins. Enlightenment (17th-18th century). Locke, Montesquieu, Rousseau, Voltaire. The American (1776) and French (1789) revolutions drew on liberal ideas.

Key thinkers.

• John Locke (English, 1632-1704): natural rights (life, liberty, property), social contract, right of resistance.
• John Stuart Mill (English, 1806-1873): individual liberty, freedom of speech, utilitarianism.
• Adam Smith (Scottish, 1723-1790): free markets, division of labour, "invisible hand".

Core principles.

• Individual rights (free speech, assembly, religion, property).
• Equality before the law.
• Representative government with limits.
• Free markets (classical liberalism); regulated markets and welfare provision (modern / social liberalism).

Impact.

• Constitutional government in Western Europe and the USA from 19th century.
• The rule of law and judicial independence.
• Mass enfranchisement (men in 19th century; women in 20th).
• Welfare state in post-WWII Western democracies.
• Continuing political tension between liberalism and authoritarianism.

The relationship between nationalism and liberalism

The two often work together in 19th century: liberal nationalism in Italy, Germany, Hungary fought for both national independence and constitutional government.

They can also work against each other: ethnic nationalism in the 20th century (especially Nazism) explicitly rejected liberal universalism.

A Year 11 reading attends to both the parallel and the tension.

Tracing the development of each idea

QCAA Unit 1 asks you to study ideas as forces that develop over time and produce change, so a strong answer narrates how each idea evolved rather than just defining it.

Liberalism passed through distinct phases. Classical liberalism (Locke, Smith, the early nineteenth century) stressed individual rights, free markets and a minimal state. As industrialisation produced poverty and inequality, social or modern liberalism (associated later with thinkers such as T.H. Green and the early welfare reformers) accepted a larger role for the state in securing the conditions for real freedom, including education, public health and basic welfare. By the twentieth century liberal democracy combined representative government, the rule of law, universal suffrage and a welfare safety net, becoming the dominant model of the Western democracies after 1945.

Nationalism likewise changed character. In the early nineteenth century it was often allied with liberal and even revolutionary politics, demanding self-determination against autocratic empires. By the late nineteenth century it had hardened in places into an aggressive, exclusive and imperial form, fuelling the scramble for colonies and the rivalries that helped cause the First World War. After 1918 the principle of national self-determination (championed by US President Woodrow Wilson in the Fourteen Points) redrew the map of Europe, while in the mid-twentieth century the same principle powered decolonisation in Asia and Africa.

Key events that show the ideas at work

• The 1848 revolutions. A wave of liberal and nationalist uprisings swept Europe (France, the German states, the Italian states, the Habsburg lands). Most were defeated in the short term, but they demonstrated the power of the combined demand for constitutional government and national unity, and they set the agenda for later unification.
• Italian unification (Risorgimento), 1859 to 1871. Cavour's diplomacy in Piedmont, Garibaldi's popular campaigns in the south, and the proclamation of the Kingdom of Italy in 1861 (with Rome added in 1870) produced a unified nation-state from a patchwork of kingdoms and foreign-controlled territories.
• German unification, 1864 to 1871. Bismarck's "blood and iron" realpolitik used three wars (against Denmark, Austria and France) to unite the German states under Prussian leadership, proclaiming the German Empire in 1871. This was nationalism harnessed by a conservative state, not a liberal democracy.
• The collapse of the empires, 1917 to 1918. The Russian, Habsburg and Ottoman empires disintegrated under the combined pressures of war and nationalism, replaced by new nation-states.

These cases show that nationalism could build states (Italy, Germany) and destroy empires (Austria-Hungary), and that it could serve liberal ends (1848) or conservative and authoritarian ones (Bismarck's Germany).