Section III (Personalities): Leon Trotsky, Revolutionary and Theorist of Permanent Revolution

NSWModern HistorySyllabus dot point

How did Trotsky perform as Commissar for Foreign Affairs, and what was the significance of Brest-Litovsk?

Trotsky as Commissar for Foreign Affairs, November 1917 to March 1918, including the publication of the secret treaties, the negotiations at Brest-Litovsk, the 'no war, no peace' formula, the German offensive of February 1918, and the eventual signature of the Brest-Litovsk Treaty on 3 March 1918

A focused answer to the HSC Modern History Personality dot point on Trotsky as Commissar for Foreign Affairs. The November 1917 publication of the Tsarist secret treaties, the Brest-Litovsk negotiations, the 'no war, no peace' formula of January 1918, Operation Faustschlag, the 3 March 1918 signature, and the move to the War Commissariat.

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What this dot point is asking

NESA expects you to outline Trotsky's tenure as Commissar for Foreign Affairs from November 1917 to March 1918 and to explain the significance of the Brest-Litovsk negotiations. Strong answers integrate the publication of the secret treaties as the inauguration of "diplomacy of a new type," the December-January negotiations, the no-war-no-peace formula, the German Operation Faustschlag, and the eventual Central Committee decision to sign.

The answer

Appointment as Commissar for Foreign Affairs

The Second Congress of Soviets, in establishing Sovnarkom on 26 October 1917, appointed Trotsky Commissar for Foreign Affairs. Trotsky took the post reluctantly, telling Lenin he expected the post to consist of "issuing some revolutionary proclamations to the peoples and then closing up shop." His expectation was that the Russian Revolution would shortly be followed by revolutions in Germany, Austria, France, and Britain, and that conventional diplomacy would become irrelevant.

The Decree on Peace and the publication of the secret treaties

On 8 November 1917 Sovnarkom issued the Decree on Peace, calling on belligerents to open negotiations for a peace "without annexations or indemnities." Only the Central Powers replied. The Allies did not formally respond.

Between 10 November and the end of December 1917 Trotsky published the Tsarist secret treaties in Pravda and Izvestia. The documents included the 1915 Treaty of London (Italian entry into the war in exchange for Habsburg territory), the 1916 Sykes-Picot Agreement (Anglo-French partition of the Ottoman Middle East), and the 1916 Tsar-Allied agreement on the Straits. The publication was front-page news in London, Paris, Washington, and Berlin and produced a permanent shift in the public diplomacy of the war.

Negotiations at Brest-Litovsk

The Soviet armistice with the Central Powers was signed on 5 December 1917. Peace negotiations opened at Brest-Litovsk on the German Eastern Front headquarters on 22 December 1917. The first Soviet delegation was led by Adolph Joffe. The Central Powers were represented by Foreign Minister Richard von Kuhlmann and the chief of staff of the Eastern Front General Max Hoffmann.

The German position hardened in January 1918 as the dimensions of the Russian collapse became evident. The Germans demanded Russian withdrawal from Poland, Lithuania, Courland, Estonia, Livonia, the cession of Ukraine to a German-sponsored Ukrainian government, and the Caucasus regions.

Trotsky at Brest

Trotsky took personal command of the Soviet delegation in early January 1918. His strategy was delay: he counted on imminent revolution in Germany and Austria, where the January 1918 mass strikes (Berlin, Vienna, Budapest) seemed to confirm the analysis.

In Pravda articles he framed the negotiations as a publicity platform. The negotiations were the first in modern diplomatic history to be open to the press. The Soviet delegation appealed past the German foreign ministry to the German working class.

"No war, no peace"

On 28 January 1918 (Old Style) the Soviet delegation, having received the final German terms, made Trotsky's famous declaration: "We are withdrawing our army from the war. We refuse to sign an annexationist peace. The state of war between the German Empire and the Russian Soviet Republic is ended." The Soviet delegation then walked out of Brest-Litovsk.

The proposal had been worked out between Lenin (who wanted to sign the German terms) and Bukharin (who wanted revolutionary war). Trotsky's formula split the difference: no signature, no army.

The Bolshevik Central Committee was deeply divided. Lenin's January 1918 theses argued for immediate signature on the ground that the army would not fight. Bukharin's Left Communist position argued for revolutionary war as the defence of the international revolution.

Operation Faustschlag

On 18 February 1918 the Germans launched Operation Faustschlag ("Fist Punch"), advancing on Petrograd, Kiev, and the southern Russia oilfields. Russian forces collapsed; in five days the Germans took Pskov and Reval. The Bolshevik Central Committee debated in continuous session. Lenin threatened to resign if the German terms were not accepted.

The Central Committee voted on 23 February 1918 by 7 to 4 with 4 abstentions to accept the German terms. Trotsky was one of the abstainers; his abstention gave Lenin the majority. The new German terms, harsher than the January ones, were communicated to Brest.

The Treaty of Brest-Litovsk

The Treaty of Brest-Litovsk was signed at 5:50 PM on 3 March 1918 by Grigori Sokolnikov for the Soviet side. Russia ceded:

  • Poland, Lithuania, Courland, Livonia, and Estonia.
  • Finland (already independent).
  • Ukraine to the German puppet Rada.
  • Kars, Ardahan, and Batum in the Caucasus to the Ottoman Empire.

The territorial losses were 1.4 million square kilometres, 50 million people (27 per cent of the prewar Russian population), 25 per cent of the territory, 33 per cent of the railways, 75 per cent of the iron and coal industry, and 30 per cent of the manufacturing industry. The treaty was annulled on 13 November 1918 after the German Armistice.

Move to the War Commissariat

The Brest-Litovsk experience destroyed Trotsky's tenure at the Foreign Affairs Commissariat. He resigned shortly after the signature. On 13 March 1918 he was appointed People's Commissar for War. From the new post he built the Red Army that would fight the Civil War.

How to read a source on this topic

The Brest-Litovsk minutes, published by the German Foreign Ministry in 1920 and by the Soviet side in 1925, are the primary record. Joffe's memoir (1925), Trotsky's How the Revolution Armed (1923-1925), and Lenin's Collected Works are the participant accounts.

Carr's volume on Brest-Litovsk in A History of Soviet Russia (1953) remains the standard secondary treatment. Wheeler-Bennett's Brest-Litovsk: The Forgotten Peace (1938) is the older account. Service (Trotsky, 2009) is sharply critical of the "no war, no peace" gambit.

Common exam traps

Saying Trotsky refused to sign. He refused at first, abstained on the second vote, and ensured Lenin's majority for signature.

Forgetting the secret-treaties publication. It was the most consequential single act of his tenure as Commissar for Foreign Affairs.

Misdating Brest. Treaty signed 3 March 1918, annulled 13 November 1918.

In one sentence

As Commissar for Foreign Affairs from October 1917 to March 1918, Trotsky published the Tsarist secret treaties as the new diplomacy of the proletariat, led the Soviet delegation at Brest-Litovsk, attempted to break the deadlock with the "no war, no peace" formula of 28 January 1918, abstained on the decisive 23 February 1918 Central Committee vote after the German Operation Faustschlag, and presided over the signature of a treaty that cost Russia 27 per cent of its population and 75 per cent of its iron and coal before he moved to the War Commissariat.

Past exam questions, worked

Real questions from past NESA papers on this dot point, with our answer explainer.

Practice (NESA)8 marksExplain Trotsky's role in the negotiations at Brest-Litovsk.
Show worked answer →

An 8-mark "explain" needs the three or four phases of the negotiations and Trotsky's distinctive position.

Appointment. Trotsky was appointed Commissar for Foreign Affairs on 26 October 1917, on the Second Congress of Soviets' establishment of Sovnarkom.

Publication of the secret treaties. Between 10 November and the end of December 1917 Trotsky published the Tsarist secret treaties (the 1915 Treaty of London, the 1916 Sykes-Picot Agreement) in Pravda and Izvestia. The publication embarrassed the Allies and signalled a new diplomacy.

The decree on peace. On 8 November 1917 Sovnarkom issued the Decree on Peace calling on belligerents to negotiate without annexations or indemnities. Only the Central Powers replied.

December negotiations. Negotiations opened on 22 December 1917 at Brest-Litovsk on the German Eastern Front. Adolph Joffe led the first Soviet delegation; Trotsky took over in early January 1918 in person.

No war, no peace. Trotsky's distinctive proposal (28 January 1918) was to declare the war ended unilaterally without signing the German peace terms. The aim was to delay until the German revolution.

German offensive. On 18 February 1918 the Germans launched Operation Faustschlag, advancing on Petrograd against minimal Russian resistance.

3 March 1918 signature. Lenin won the Central Committee vote by a narrow margin. Trotsky abstained on the second decisive vote (23 February 1918). The treaty was signed on 3 March 1918. Russia lost Poland, the Baltic provinces, Finland, Ukraine, and parts of the Caucasus: 27 per cent of the population, 25 per cent of the territory, 75 per cent of the iron and coal.

Markers reward the secret-treaties publication, the no-war-no-peace formula, and the German February offensive.

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