When can we guarantee that some box contains more than one object, and how do we apply this to counting and existence arguments?
State and apply the pigeonhole principle in counting and existence problems
A focused answer to the HSC Maths Extension 1 dot point on the pigeonhole principle. The basic and generalised forms, identifying boxes and pigeons in a problem, and using the principle to prove existence statements, with worked examples.
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What this dot point is asking
NESA wants you to recognise problems where the pigeonhole principle applies, identify the "boxes" and "pigeons" appropriately, and use the principle to prove that some box must contain at least two objects (or more in the generalised form).
The answer
The pigeonhole principle (basic form)
If or more objects are placed into boxes, then at least one box contains at least objects.
Why: if every box contained at most object, the total would be at most , contradicting that there are or more.
The generalised pigeonhole principle
If or more objects are placed into boxes, then at least one box contains at least objects.
Equivalently, if objects are placed in boxes, at least one box contains at least objects (the ceiling).
Strategy for applying it
- Identify the objects (pigeons) and the categories (boxes).
- Count the number of each.
- Check whether pigeons exceed (or sufficiently exceed) the boxes.
- Conclude the required statement.
Often the trick is in cleverly choosing the boxes.
Common box choices
- Remainders modulo . integers must include two with the same remainder.
- Subsets or "buckets" of values. Partition a range into intervals; values in the range are pigeons.
- Sums of subsets. When proving two subsets have the same sum, the sums are pigeons.
- Pairs of values. When proving two of a collection match, the values are pigeons.
Limitations
The pigeonhole principle gives existence, not construction. You learn that two such objects exist, but not which ones.
The principle is sharp: with exactly objects in boxes, every box can have exactly , so no guarantee of doubling-up.
Related dot points
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